Lenders Compliance Group®
Creating a Culture of Compliance®
MEMBER OF NATIONAL ORGANIZATIONS
ABA | MBA | NAMB | AARMR | MISMO | ARMCP | ALTA | IIA | ACAMS | MERSCORP
Lenders Compliance Group is the first and only risk management firm in the United States, offering the Compliance Tune-up.
Indeed, the terminology itself – the “Compliance Tune-up” – is ours!
Each Compliance Tune-up reviews a department or function in mortgage banking.
We developed the Compliance Tune-up to satisfy the monitoring needs of financial institutions for cost-effective and actionable compliance solutions.
Cost Effective Mini-Audits!
Pioneers in the Compliance Tune-up®
Compliance Tune-up is a valuable auditing tool, targeting reviews of products, services, statutory, and regulation-based procedures – considering the extent of state and federal oversight, overall complexity, and risk profile – irrespective of a company’s asset size, volume, and type of consumer financial transactions.
- BCP Tune-up® Business Continuity
- CMS Tune-up® Compliance Management System
- Cyber Tune-up® Cybersecurity
- Disaster Recovery Tune-Up®
- ECOA Tune-up® Equal Credit Opportunity Act
- E-Sign Tune-up® Electronic Signatures
- Fannie Tune-up® Fannie Mae Audit Prep
- Flood Tune-up® Flood Insurance
- HR Tune-up® Human Resources
- Interim Servicing Tune-up® Interim Servicing
- LOC Tune-up® Loan Originator Compensation
- LOS Tune-up® Loan Origination Systems
- Loss Mitigation Tune-up® Loss Mitigation
- Fannie Tune-up® Fannie MORA for Originators
- Management Tune-up®
- Policies Tune-up® Policies & Procedures
- QC Tune-up® Quality Control
- SAFE Tune-up® S.A.F.E. / NMLS Compliance
- Secondary Tune-up®
- Sexual Harassment Tune-up® Harassment Prevention
- STAR Tune-up® Fannie STAR for Servicers
- Telemarketing Tune-up®
- TPV Tune-up® Third Party Vendors
- UDAAP Tune-up® UDAAP Compliance
- Underwriting Tune-up®
- Vendor Tune-up®
- Website Tune-up® Website Compliance
What You Get!
- Subject Matter Experts at Director level
- Usually completed in sixty calendar days
- All documentation kept in secure, encrypted extranet
- Structured audit methodology
- Quick, effective, focused, affordable, and results-oriented
- Covers virtually all areas of mortgage banking