Monthly & Hourly Compliance
Ongoing regulatory compliance guidance:
- Cost effective monthly or hourly compliance support.
- Dedicated Compliance Manager.
- Applicable federal, state and local regulatory compliance.
- Compliance Administration Guidance.
Quality Control
Auditors evaluate each sampled loan file to determine whether the file meets applicable agency and program guidelines for:
Fannie Mae, Freddie Mac, FHA, VA, USDA/RHS, FHLB, HECM, HELOCs
Special Offer: Free QC Plan – Ask for Details!
Low Cost
Hands-On
Quick Turn-Time
AML Test Audit
We are the first audit firm to provide AML Audit Tests for Mortgage Brokers!
Testing annually is recommended, but not later than every eighteen months.
An audit of the procedures must be conducted either internally, in accordance with FinCEN guidelines.
AML Training
- Live Training Topic: Anti-Money Laundering Program
- Deliver Method: Webinar
- Small or Large Organization
- Registration List
- Attendee List
- Video Presentation
- Presentation PDF Slides
- Attestation of Training
- Webinar Reminders
AML Written Program
Mortgage Brokers and Mini-Correspondents must develop and implement written programs to report potential money laundering, fraud, and other criminal activity to the government in Suspicious Activity Reports, or SARs. A financial institution must report on transactions where it “knows, suspects, or has reason to suspect” that the transaction or pattern of transactions.
Policies and Procedures
The largest collection of compliance policies for Mortgage Brokers and Mini-Correspondents!
We offer our clients real world, practical solutions to mortgage compliance issues, emphasizing operational assessment and improvement, benchmarking methodologies, Best Practices, regulatory compliance, and mortgage risk management.
Our policies and procedures support the applicable regulatory requirements as well as meet the needs of the loan originator’s business model.
Quality Control
Auditors evaluate each sampled loan file to determine whether the file meets applicable agency and program guidelines including, but not limited to: FANNIE MAE, FREDDIE MAC, FHA, VA, USDA/RHS, FHLB, HECM, HELOCS, PORTFOLIO.
Policies and Procedures
Real world, practical solutions to mortgage compliance issues, emphasizing operational assessment and improvement, benchmarking methodologies, Best Practices, regulatory compliance, and mortgage risk management. Our policies and procedures support the applicable regulatory requirements as well as meet the needs of the loan originator’s business model.
Mini-Correspondent
Policies, procedures, and requirements relating to mini-correspondent loan originations and applicable mortgage acts and practices
AML Testing
Test the adequacy of the Residential Mortgage Lender and Originator to manage FinCEN’s anti-money laundering program and its compliance in filing Suspicious Activity Reports (SARs).
Review management’s commitment to implement effective monitoring and reporting systems.