Advertising & Marketing: Federal and State Guidelines

Affiliated Business Arrangements: Reviews, Agreements, Audits

Annual and Quarterly Reports: Reviews, Process, Maintain

Anti-Predatory Lending: Audits, Policies, Procedures

Bank Secrecy Act and Anti-Money Laundering Reviews

Business Continuity Policy and Procedures

Branch Activations and Terminations: Procedures

Business Models: Policies, Procedures, Agreements

Closing and Funding: Procedures

Co-Brokerage Affiliations: Procedures, Agreements

Community Reinvestment Act (CRA): Audits, Policies, Procedures

Customer Information Program (CIP)

Delinquencies, Repurchases and Foreclosures:
Audits, Legal Remedies, Default Reviews

Disclosures (Federal and State)

Due Diligence and Quality Assurance Reviews

Early Payment Defaults: Audits, Legal Remedies

Examinations: Federal and State

Expert Witness Engagements

FDCPA – Reviews and Procedures

High Cost Loans and Subprime: Audits, Policies, Procedures

HMDA: Audits, Policies, Procedures

HUD Exam Preparation

HUD/FHA and VA Guidelines

Identity Theft Prevention Program

Information Security Plans

Lender / Broker Relationships: Policies, Procedures, Agreements

Lender Service Agreements: RESPA Compliance

Licensing: Mortgage Bankers and Mortgage Brokers (Nationwide)

Loan Level Analytics: All Regulations and Disclosures

Loan Level Compliance Reviews


Loan Modification Procedures

Loss Mitigation Guidelines

Market Service Agreements: RESPA Compliance

Mortgage Fraud: Audits, Legal Remedies

Mortgage Quality Control Audits

Non-Traditional Mortgages: Policies, Procedures, Audits

Originating, Operations, and Underwriting: Procedures

Pipeline Management: Procedures

Privacy and GLBA Guidelines

Policies and Procedures

Consumer Complaints
Consumer Information Disposal
Customer Information Program
Delinquency Collections
FCRA & FACTA Pre-screening
Fair Lending
Identity Theft Prevention
Internet Security
Non-Traditional Mortgages
Record Retention
Right of Rescission
Telemarketing Rules
Unlicensed Loans

Quality Assurance Reviews

SARBOX: Part 404 Support

Secondary Market: Policies and Procedures

Section 32 Loans: Audits, Policies, Procedures

Servicing and Interim Servicing: Procedures

Shipping and Delivery: Procedures

State Banking Department Audits and Examinations

State Loan Officer License Applications and Renewals

Training: Regulations, Guidelines, Loan Originator Courses

Website: Regulatory Compliance Reviews