Human Resources Compliance

The only risk management firm offering this unique service!
One cost effective-fee!
Full Review

Subject Matter Experts

Executive Summary


Risk Rating

Our unique and innovative review that provides valuable risk management information regarding the Human Resources department and function at financial institutions!

Off-Site Engagement

Entrance and Exit Interviews
o Conducted with Company officials:
  • discuss general HR processes and assigned responsibility;
  • specify procedures to be followed by Company for Engagement;
  • answer any questions regarding the auditor’s evaluation process.
Document Request
o Information and Documentation subject to review
Conduct HR Tune-Up!™
o Hiring/On-boarding
o FLSA Compliance
o Policies and Handbook
o Leaves of Absence
o Discrimination/Harassment/Ethics
Issue Preliminary Report
o Executive Summary
o HR Tune-Up!™

o Findings: strengths and weaknesses
o Corrective Action recommendations
Final Report