CMS TUNE-UP!



The only risk management firm offering this unique service!
One cost effective fee covers the following:
  • Full Review
  • Subject Matter Experts
  • Executive Summary
  • Recommendations
  • Risk Rating
A Compliance Management System should reflect the size, complexity, and risk profile of the financial institution.

Summary Report

Determine the level of compliance implementation
of your Compliance Management System!


 
Presentation

An effective Compliance Management System is commonly comprised of three interdependent elements:
  1. Board and/or Management Oversight
  2. Compliance Program
  3. Compliance Audit
When all elements are strong and working together, an institution will be successful at managing its compliance responsibilities and risks now and in the future.